Sarbanes-Oxley Ongoing Compliance Guide: Key Processes and Summary Checklists
by Marchetti, Anne M. | PB | VeryGood
US $29.39
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โMay have limited writing in cover pages. Pages are unmarked. ~ ThriftBooks: Read More, Spend โ... Read moreabout condition
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A book that does not look new and has been read but is in excellent condition. No obvious damage to the cover, with the dust jacket (if applicable) included for hard covers. No missing or damaged pages, no creases or tears, and no underlining/highlighting of text or writing in the margins. May be very minimal identifying marks on the inside cover. Very minimal wear and tear. See the sellerโs listing for full details and description of any imperfections.
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Item specifics
- Condition
- Very Good
- Seller Notes
- Binding
- Paperback
- Weight
- 0 lbs
- Product Group
- Book
- IsTextBook
- No
- ISBN
- 9780471746867
- Book Title
- Sarbanes-Oxley Ongoing Compliance Guide : Key Processes and Summary Checklists
- Publisher
- Wiley & Sons, Incorporated, John
- Item Length
- 8.8 in
- Publication Year
- 2007
- Format
- Trade Paperback
- Language
- English
- Illustrator
- Yes
- Item Height
- 0.3 in
- Genre
- Business & Economics
- Topic
- Accounting / General, Strategic Planning
- Item Weight
- 4.8 Oz
- Item Width
- 5.9 in
- Number of Pages
- 96 Pages
About this product
Product Identifiers
Publisher
Wiley & Sons, Incorporated, John
ISBN-10
047174686X
ISBN-13
9780471746867
eBay Product ID (ePID)
7038266512
Product Key Features
Book Title
Sarbanes-Oxley Ongoing Compliance Guide : Key Processes and Summary Checklists
Number of Pages
96 Pages
Language
English
Publication Year
2007
Topic
Accounting / General, Strategic Planning
Illustrator
Yes
Genre
Business & Economics
Format
Trade Paperback
Dimensions
Item Height
0.3 in
Item Weight
4.8 Oz
Item Length
8.8 in
Item Width
5.9 in
Additional Product Features
Intended Audience
Trade
LCCN
2006-037549
Dewey Edition
22
Dewey Decimal
346.7306648
Table Of Content
CHAPTER 1: THE PATH TO ONGOING COMPLIANCE. The Origins of the Sarbanes-Oxley Act. Generating Value from Compliance. Finance Checklist: Compliance Activities That Deliver Value. Moving Beyond Initial Compliance. Reevaluating the Compliance Program. Ongoing Compliance Considerations. Ongoing Compliance Strategy Checklist. Remediation Prioritization. Checklist: Control improvements. Checklist: Sarbanes-Oxley compliance and financial reporting improvements. Checklist: Productivity improvements. Process Improvement. Operational Structure and Efficiency. Benefits of Centralization/Standardization. Benefits of Decentralization/Customization. CHAPTER 2: OPTIMIZING COMPLIANCE EFFORTS. Current Compliance Challenges. Future State Opportunity: Compliance Optimization. Governance. Enterprise Risk Management. Compliance. Issues to Consider When Optimizing Compliance. Checklist: Issues to Consider when Developing Monitoring/Maintenance Plan. Checklist: Steps to Address On-going Compliance Planning. Ongoing Compliance Plan. Ongoing Reporting. Customize Your Compliance Plan. Checklist: Factors that Influence a Compliance Strategy/Plan. Right-Sizing Best Practices. Outsourcing. Control Testing. Control Automation. Accelerate the Close Process. Integrated ERM and BPM Solution. The Role of Internal Audit: Balancing the Compliance and Audit Functions. Checklist: Internal Audit. The Evolving Role of the Audit Committee. Checklist: Audit Committee Best Practices. Checklist: Five Critical Questions Audit Committees Should Ask. CHAPTER 3: THE TIME HAS COME FOR ERM. The Benefits of ERM: Value Preservation and Creation. Implementing ERM. Checklist: Goals of the Risk Management Framework. Enterprise Risk Management Cycle. Risk Identification. Checklist: Risk Identification Questions to Consider. Checklist: Risks to Identify. Risk Analysis/Quantification. Checklist: Risk Analysis Questions to Consider. Checklist: Key Actions. Organizational Assessment. Checklist: Quantification of Risk Exposure. Reporting and Monitoring. Communicate Results. Monitor. Checklist: Ongoing Risk Monitoring Process. Risk Management Requires a Well-Informed Audit Committee. Maximize Future Performance through BPM and ERM Integration. Nine Steps to Effectively Integrate BPM and ERM. Integration Captures Past, Present, and Future Performance. The Benefits of a Joint Approach. CHAPTER 4: ADDRESSING COMPLIANCE CHALLENGES THROUGH AUTOMATION. Software Can Add Value Beyond Compliance. Monitoring Software. Utilization of Continuous Monitoring: Control Testing and Control Automation. Benefits of Continuous Monitoring. Continuous Monitoring Tool Considerations. Functions to Consider When Evaluating Continuous Monitoring Tools. The Continuous Monitoring Process. Data Acquisition. Data Warehousing. Data Analysis. Exception Remediation. Risk Management Software. Unifying Financial Statements, Close Tasks, and SOX Controls. Determining the Right Solution. Define Business Requirements. Checklist: Tasks to Define Business Requirements. Identify Vendor Candidates. Select Tool and Plan Implementation. APPENDIX A: ONGOING COMPLIANCE CHECKLIST. Plan, Design, and Build. Implement.
Synopsis
Quick and easy implementation and maintenance guide for ongoing Sarbanes-Oxley complianceFor most companies, achieving compliance to the Sarbanes-Oxley Act (SOX) has proven to be more challenging, and more costly, than initially anticipated. In many cases, initial and second-year compliance efforts were found to have strained company resources, causing a shift of focus away from such areas as internal audit in order to meet SOX requirements."Sarbanes-Oxley Ongoing Compliance Guide: Key Processes and Summary Checklists" provides controllers, CFOs, and auditors with step-by-step guidance to setting up an ongoing compliance program for SOX in a quick, easy-to-follow manner. This essential book discusses crucial issues such as who should spearhead Sarbanes-Oxley compliance, how it should be set up, and which SOX issues need to be monitored by function.Highlighting the key issues that need to be addressed, this book provides your organization with practical tools including customizable checklists sorted by function for the SOX implications that correspond to various business functions, such as finance, accounting, IT, and management fields.Today, more than ever, a properly structured internal audit function can be a tremendous benefit to an organization, impacting not only regulatory compliance, but also operational excellence. Concise and clear in presentation, "Sarbanes-Oxley Ongoing Compliance Guide: Key Processes and Summary Checklists" shows you how to help your organization put in place a successful enterprise risk management program. This important book arms you with the vital components of a detailed compliance plan that makes the most of technology to assist in reducing ongoing compliance costs., This book provides step-by-step guidance to setting up and maintaining a compliance program for Sarbanes-Oxley in a quick, easy-to-follow manner. It highlights the key issues that need to be addressed and summarises them in customisable checklists and forms that are included in a CD-Rom in the back of the book., Quick and easy implementation and maintenance guide for ongoing Sarbanes-Oxley compliance For most companies, achieving compliance to the Sarbanes-Oxley Act (SOX) has proven to be more challenging, and more costly, than initially anticipated. In many cases, initial and second-year compliance efforts were found to have strained company resources, causing a shift of focus away from such areas as internal audit in order to meet SOX requirements. Sarbanes-Oxley Ongoing Compliance Guide: Key Processes and Summary Checklists provides controllers, CFOs, and auditors with step-by-step guidance to setting up an ongoing compliance program for SOX in a quick, easy-to-follow manner. This essential book discusses crucial issues such as who should spearhead Sarbanes-Oxley compliance, how it should be set up, and which SOX issues need to be monitored by function. Highlighting the key issues that need to be addressed, this book provides your organization with practical tools including customizable checklists sorted by function for the SOX implications that correspond to various business functions, such as finance, accounting, IT, and management fields. Today, more than ever, a properly structured internal audit function can be a tremendous benefit to an organization, impacting not only regulatory compliance, but also operational excellence. Concise and clear in presentation, Sarbanes-Oxley Ongoing Compliance Guide: Key Processes and Summary Checklists shows you how to help your organization put in place a successful enterprise risk management program. This important book arms you with the vital components of a detailed compliance plan that makes the most of technology to assist in reducing ongoing compliance costs.
LC Classification Number
KF1422
Item description from the seller
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Seller feedback (5,613,948)
- y***e (1041)- Feedback left by buyer.Past 6 monthsVerified purchase๐ SUPER STAR๐คฉ AMAZING PHOTOS ๐ฏ ACCURATE DESCRIPTION โ๏ธ GENUINE PRODUCTS ๐ HIGH QUALITY ๐ฏ SUPER PRICES ๐ฐ EASY TO WORK WITH ๐ฐ ECONOMY HANDLING โฑ๏ธ FAST SHIPPING ๐ BUBBLE PACKAGE ๐ฆ ARRIVED WITHIN DAYS ๐ EXCEPTIONAL COMMUNICATION ๐๏ธ OUTSTANDING CUSTOMER SERVICE ๐๏ธ GREAT SENSE OF HUMOR ๐ฟ TOTAL ASSET TO THE EBAY-ECO SYSTEM ๐ฅ SAVED SELLER ๐ฑ PROMT REPLY FOR RETURNS ๐ฏ WOULD BUY FROM AGAIN ๐งฒ UNDER PROMISES OVER DELIVERS โณ๏ธ MADE ME VERY HAPPY ๐ LEFT POSITIVE FEEDBACK ๐ผ THANK YOU! ๐ AAAA
- f***f (1515)- Feedback left by buyer.Past 6 monthsVerified purchaseThe seller was incredibly communicative and was willing to lump together multiple items I'd purchased to combine shipping, which was greatly appreciated. The item itself was in perfect condition, looks better than in the photo, and was packaged well to avoid any damage during shipping. It arrived quickly and without any issues! Excellent Seller, Goes the Extra Mile. Smooth Transaction, Shipped Very Quickly, As Advertised; Good Price; Well Packaged & Delivered Within a Few Days. A+
- e***r (2701)- Feedback left by buyer.Past 6 monthsVerified purchaseThank you so much for offering this art book. Your price was fabulous on it. I had no communication, but you are no doubt a kind person. You are also a professional person, and your attention to detail really helped me in making my purchase decision. I'm adding you to my favorite seller list, and I always do shop with this list first. And also, I'd like to thank you for the lovely packaging, and the extremely fast shipping. The book was exactly as you described it. Happy New Year, if I can say.